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Parutov, K. T., Kadrul, I. S., & Ivankiv, V. D. (2018). Development of a Risk-Oriented Approach to Supervision in the Segment of Non-Credit Financial Organizations in the Field of AML / CFT. KnE Social Sciences, 3(2), 132-138. https://doi.org/10.18502/kss.v3i2.1534

https://doi.org/10.18502/kss.v3i2.1534

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authors

  • K. T. Parutov

    K. T. Parutov

    Faculty of Risk Analysis and Economic Security named after Professor V. K. Senchagov. Financial University under the Government of the Russian Federation
  • I. S. Kadrul

    I. S. Kadrul

    Faculty of Risk Analysis and Economic Security named after Professor V. K. Senchagov. Financial University under the Government of the Russian Federation
  • V. D. Ivankiv

    V. D. Ivankiv

    Faculty of Risk Analysis and Economic Security named after Professor V. K. Senchagov. Financial University under the Government of the Russian Federation

Published Date

  • Feb 15, 2018

Development of a Risk-Oriented Approach to Supervision in the Segment of Non-Credit Financial Organizations in the Field of AML / CFT

KnE Social Sciences / III Network AML/CFT Institute International Scientific and Research Conference "FinTech and RegTech" / Pages 132-138

Abstract

The article considers the development of a risk-oriented approach in the supervision of non-credit financial organizations in the field of AML / CFT. The main stages of the formation of the ROA (risk-oriented approach) in all spheres of activity are considered. Suggestions (innovations) for improvement of control and supervision activities in the field of non-financial financial organizations are presented on the example of the creation of the Unified State Register of AML / CFT Law Detection.

 

Keywords: risk, control, risk-oriented approach, supervision, state, AML / CFT

References
[1] Investigation of the essence and content of risk - [electronic resource] - [access mode] https://studfiles.net/preview/6217484/ (circulation date 9.11.2017).


[2] Avdijsky V. I., Bezdenezhnykh V.М. Theory and practice of risk management of the organization.- Moscow: KnoRus, 2017.