Development of a Risk-Oriented Approach to Supervision in the Segment of Non-Credit Financial Organizations in the Field of AML / CFT

Authors

  • K. T. Parutov Faculty of Risk Analysis and Economic Security named after Professor V. K. Senchagov. Financial University under the Government of the Russian Federation
  • I. S. Kadrul Faculty of Risk Analysis and Economic Security named after Professor V. K. Senchagov. Financial University under the Government of the Russian Federation
  • V. D. Ivankiv Faculty of Risk Analysis and Economic Security named after Professor V. K. Senchagov. Financial University under the Government of the Russian Federation

DOI:

https://doi.org/10.18502/kss.v3i2.1534

Abstract

The article considers the development of a risk-oriented approach in the supervision of non-credit financial organizations in the field of AML / CFT. The main stages of the formation of the ROA (risk-oriented approach) in all spheres of activity are considered. Suggestions (innovations) for improvement of control and supervision activities in the field of non-financial financial organizations are presented on the example of the creation of the Unified State Register of AML / CFT Law Detection.

 

Keywords: risk, control, risk-oriented approach, supervision, state, AML / CFT

References

Investigation of the essence and content of risk - [electronic resource] - [access mode] https://studfiles.net/preview/6217484/ (circulation date 9.11.2017).

Avdijsky V. I., Bezdenezhnykh V.М. Theory and practice of risk management of the organization.- Moscow: KnoRus, 2017.

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Published

2018-02-15

How to Cite

Parutov, K. T., Kadrul, I. S., & Ivankiv, V. D. (2018). Development of a Risk-Oriented Approach to Supervision in the Segment of Non-Credit Financial Organizations in the Field of AML / CFT. KnE Social Sciences, 3(2), 132–138. https://doi.org/10.18502/kss.v3i2.1534

Issue

Vol. 3 No. 2 (2018): III Network AML/CFT Institute International Scientific and Research Conference "FinTech and RegTech"

Section

Articles